Form 144 Electronic Filing Compliance Date

Pursuant to recent SEC amendments, certain Form 144 filings must be made on the SEC’s EDGAR system.  Affected filers have until April 13, 2023 to transition from paper to electronic filing of Form 144. During this transition period, affected filers must ensure that they have an EDGAR account. 

Apply for an EDGAR account
Reporting persons who do not have EDGAR accounts should apply for access to EDGAR as soon as possible, and well before the compliance deadline of April 13, 2023. Applications are not automatically granted and staff may have questions about your application. Please contact us if you need help acquiring EDGAR access codes.

If you have questions about whether you are required to file a Form 144, please contact the Division of Corporation Finance’s Chief Counsel Office at (202) 551-3500, option 4.